Nigerian Stock Exchange : Job for an Internal Control & Compliance Analyst


The , providers the biggest financial system in Africa, and is championing the event of Africa’s monetary markets. The Exchange presents itemizing and buying and selling providers, licensing providers, market knowledge options, ancillary know-how providers, and extra. It is an open, skilled and vibrant alternate, connecting Nigeria, Africa and the world.

We are recruiting to fill the place under:

Job Title: Internal Control & Compliance Analyst
Division: Shared Services Division
Department: Enterprise Risk Management Group
Report to: Compliance Officer (Risk)
Grade: Executive Assistant – Officer
Estimated Date of Resumption: October 2, 2019
Job Summary

First Bank Graduate Trainee Massive Recruitment 2022: See How To Apply Now

  • The Internal Control and Compliance Analyst will present help to the Internal Control and Compliance Manager in figuring out dangers that The Exchange might face and advise on the best way to keep away from or handle them, via the design and implementation of controls and compliance initiatives which will defend The Exchange from these dangers. S/he may also monitor and report on the effectiveness of such management methods within the administration of the chance publicity.

Key Responsibilities

  • Assist within the implementation of management checks in addition to administration of statutory insurance policies and procedures to make sure that The Exchange and its subsidiaries are in compliance with all related legal guidelines and rules eg International Financial Reporting Standards (IFRS)
  • Support within the implementation of accredited Internal Control and Compliance Frameworks (regulatory and statutory) for the Exchange
  • Work with Heads of Departments, CEO, Executive Committee, Council Committees and National Council of The Exchange to make sure that the Exchange achieves persistently excessive ranges of compliance with all related legal guidelines and rules in addition to trade finest practices
  • Provide well timed and correct Internal Control and Compliance reporting to the Internal Control and Compliance Manager, Internal Auditors, Chief Risk Officer and different stakeholders as and when required
  • Provide help for all investor and regulatory compliance and audit critiques; keep good working relations with regulatory companies and traders
  • Work with the Internal Control and Compliance Manager to behave as an impartial evaluate and analysis physique to make sure that compliance points/issues inside the group are being appropriately evaluated, investigated and resolved. Identify potential areas of compliance vulnerability; develop/implement corrective motion plans for decision of problematic points, and supply normal steerage on the best way to keep away from or cope with comparable conditions sooner or later
  • Physically monitor and make sure receipt of products and providers rendered to The Exchange and guarantee fee is made for items that meet specs as within the unique quotations. Ensure that every one inventory gadgets obtained are posted to the bin card. Perform critiques of group controls, working procedures, and compliance with insurance policies and rules
  • Maintain efficient working relationships throughout the group with different management teams (ie Risk Management, Audit, Legal, and so on)
  • Keep correct information of labor papers on management and compliance procedures carried out. Follow-up and observe advisable corrective actions to make sure closure

Qualifications And Experience
To efficiently ship the above objectives, the appropriate candidate should have:

  • A degree in , Finance, , or a associated numerate self-discipline, with 2 – 5 years’ work expertise in the same position
  • Evidence of progress in skilled qualification will likely be an added benefit
  • Internal controls and danger administration publicity is an benefit Understanding of safety legal guidelines and a superb understanding of ISA 2007, SEC legal guidelines, NSE guidelines and CAMA. Thorough information of Compliance rules and practices.

Functional Competencies:

  • Research and Analysis
  • Microsoft Office Packages
  • Sound information of danger administration, inside management, and compliance
  • Analytical and significant pondering abilities.

Behavioural Competencies:

  • Effective Communication Skills (Written & Oral)
  • Inter-Personal Relations
  • Good time administration and multi-tasking skills
  • Ability to work outdoors regular work hours when required
  • Team Player
  • Highly organised with consideration to particulars
  • Honesty & Reliability

CHECK THIS JOB ALSO : Investment Manager at Oxford Gold Integrated International Limited
How to Apply

Interested and certified candidates ought to:
Click here to apply

Note: The intent of this job description is to supply a consultant abstract of the sorts of duties and tasks that will likely be required of positions given this title and shall not be construed as a declaration of the precise duties and tasks of any explicit place

Application Deadline third September, 2019.

Subscribe to Get Daily News & Job updates


Please enter your comment!
Please enter your name here

This site uses Akismet to reduce spam. Learn how your comment data is processed.